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ARTICLES

State Investment Adviser Registration Requirements for Private Fund Managers Part 6: The Northeast

October 1, 2011

Even when a private fund manager is exempt from registration under the Investment Advisers Act of 1940, it must still make a determination whether it is also exempt under state investment adviser regulation. This article surveys the regulations in 11 states (plus the District of Columbia) located in the Northeastern United States dealing with investment adviser registration of managers of hedge funds, private equity funds, venture capital funds, and other private investment vehicles. States covered are: Connecticut, Delaware, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Vermont.

- Summary by FizzLaw Team

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State Investment Adviser Registration Requirements for Private Fund Managers Part 6: The Northeast

AUTHOR

Alexander Davie

Alexander Davie