Venture Capital | Investment Adviser Registration | Private Fund

ARTICLES

State Investment Adviser Registration Requirements for Private Fund Managers Part 6: The Northeast

October 1, 2011

Even when a private fund manager is exempt from registration under the Investment Advisers Act of 1940, it must still make a determination whether it is also exempt under state investment adviser regulation. This article surveys the regulations in 11 states (plus the District of Columbia) located in the Northeastern United States dealing with investment adviser registration of managers of hedge funds, private equity funds, venture capital funds, and other private investment vehicles. States covered are: Connecticut, Delaware, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Vermont.

- Summary by FizzLaw Team

Read the Article at:
State Investment Adviser Registration Requirements for Private Fund Managers Part 6: The Northeast

AUTHOR

Alexander Davie

Alexander Davie

FizzLaw is a product of Legal Services Management (LSM). Also included in the LSM portfolio is Business Law Network, LLC (BLN). BLN sponsors a network of independent lawyers serving middle market and small businesses, and Legati, a business litigation service providing fixed fee prices for litigation.