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State Investment Adviser Registration Requirements for Private Fund Managers Part 1: The Basics

August 11, 2011

Even when a private fund manager is exempt from registration under the Investment Advisers Act of 1940, it must still make a determination whether it is also exempt under state investment adviser regulation.  This article explores the interplay between these two sets of regulation.

Read the Article at:
State Investment Adviser Registration Requirements for Private Fund Managers Part 1: The Basics

AUTHOR

Alexander Davie

Alexander Davie