Printing Share Certificates | Securities Law Compliance

ARTICLES

Printing Legends on Share Certificates – Why and How

August 26, 2011

Legends on share certificates inform the holder of the shares represented by the certificate of certain restrictions to their ability to do certain things with the shares.  In this article, Dana Shultz explains how and where these legends need to appear on the share certificates, and provides examples of legends needed to comply with the federal securities laws. 

- Summary by FizzLaw Team

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Printing Legends on Share Certificates – Why and How

AUTHOR

Dana Shultz

Dana Shultz