Investment Management | Private Fund Registration Requirements

ARTICLES

California Department of Corporations Proposes New Private Fund Exemption

February 10, 2012

A California state rule exempting certain private fund managers from being required to register as investment advisers recently expired.  This article examines a new rule passed by California regulators in the wake of this expiration; as the article explains, the new rule extends the prior rule and proposes a new exemption based on a model rule published by NASAA. 

- Summary by FizzLaw Team

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California Department of Corporations Proposes New Private Fund Exemption

AUTHOR

Alexander Davie

Alexander Davie